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John Andrew Graziano

Capital ONE Securities, Inc.

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About John Andrew Graziano

John Graziano is a securities professional with experience in the investment banking industry. John holds a Series 63, 79TO and SIE license, and has been actively registered with FINRA since December 2021. John currently works at Capital One Securities, Inc.

Firm Information

John Graziano is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Graziano’s Registration & Firm History

NY

12/06/2021 - Present

Capital ONE Securities, Inc. (New York NY)

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Licenses & Designations

BC

Issued 01/14/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/25/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Andrew Graziano.
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