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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Andrew Gaines is a financial advisor registered with LPL Financial LLC. John has been in the financial services industry since 1969 and is currently active in both the broker-dealer and investment advisory business. John holds a Series 7, Series 24, Series 63 and Series 65 license. John has experience in investment advice and consulting services, portfolio management and financial planning. John also provides non-variable insurance and fixed insurance products. John provides services for individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit sharing plans and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/22/2013 - Present
LPL Financial LLC (LAGUNA NIGUEL CA)
MA
02/12/1991 - 11/26/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
07/26/1990 - 10/09/1992
MANEQUITY, INC. (BOSTON MA)
NY
03/17/1987 - 07/11/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/17/1987 - 07/11/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
01/09/1984 - 03/28/1987
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
04/25/1986 - 03/17/1987
MML INVESTORS SERVICES, INC.
NA
05/31/1983 - 03/09/1987
RICHARDS INVESTMENTS
NA
11/07/1984 - 02/19/1986
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/17/1981 - 07/29/1983
MONARCH SECURITIES, INC.
NA
09/02/1982 - 12/23/1982
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/01/1979 - 05/13/1981
RICHARDS INVESTMENTS
NA
05/07/1969 - 04/07/1981
CONNECTICUT MUTUAL LIFE INSURANCE COMPANY
NA
08/09/1978 - 02/08/1979
BLC EQUITY SERVICES CORPORATION
NA
11/04/1971 - 05/29/1974
CALIFORNIA-WESTERN STATES LIFE INSURANCE COMPANY
BC
Issued 04/11/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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