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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Andrew Frank is a financial advisor with Osaic FA, Inc. John has been in the financial industry for over 20 years. John is registered with the state of New Jersey. John is also a registered representative with FINRA. John's areas of expertise include financial planning, retirement planning, portfolio management, and investment advisory services. John has previously been affiliated with Summit Equities, Inc., Financial Network Investment Corporation, Oppenheimer & Co. Inc., and Van Der Moolen Specialists USA, LLC. John is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
10/03/2017 - Present
Osaic FA, Inc. (RED BANK NJ)
NJ
02/15/2007 - 10/05/2017
SUMMIT EQUITIES, INC. (RED BANK NJ)
NJ
09/25/2006 - 01/29/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (TEANECK NJ)
NJ
11/16/2004 - 09/19/2006
OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)
NY
09/01/2000 - 02/13/2004
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
IA
Issued 06/04/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2002
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 08/10/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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