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John Andrew Elliott

Charles Schwab & CO., Inc.

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About John Andrew Elliott

John Elliott is a registered representative of Charles Schwab & CO., Inc. John has been in the securities industry since June 4, 2018. John is registered with the state of Texas as a broker and investment advisor. John has passed Series 7, Series 63, Series 66 and Series 24 exams. John was previously employed by J.P. MORGAN SECURITIES LLC and AXA ADVISORS, LLC. John also has experience in the financial industry with previous employment at Genpact, Grassroots Campaigns, Inc., The Statler Hotel, Co-operative Extension, and Cornell University. John is a financial planner and can help with a variety of financial planning needs and can also refer you to other advisors.

Firm Information

John Elliott is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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John Elliott’s Registration & Firm History

TX

09/05/2022 - Present

Charles Schwab & CO., Inc. (Austin TX)

TX

09/07/2018 - 07/30/2022

J.P. MORGAN SECURITIES LLC (Plano TX)

TX

03/09/2018 - 07/16/2018

AXA ADVISORS, LLC (DALLAS TX)

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Licenses & Designations

BOTH

Issued 09/13/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/29/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/26/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/09/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Andrew Elliott.
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