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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Andrew Dudzik is a financial advisor with over 30 years of experience in the industry. John currently works for Conning Investment Products, Inc., and is based in New York, NY. Prior to Conning Investment Products, Inc., John worked for a number of firms including MORGAN STANLEY DISTRIBUTION, INC., LAIDLAW & COMPANY (UK) LTD., DEUTSCHE BANK SECURITIES INC., UBS WARBURG LLC, DB ALEX. BROWN LLC, PAINEWEBBER INCORPORATED, LEHMAN BROTHERS INC., DREXEL BURNHAM LAMBERT INCORPORATED, SHEARSON LEHMAN BROTHERS INC., LEHMAN BROTHERS KUHN LOEB INCORPORATED, E. F. HUTTON & COMPANY INC, and DOMINICK & DOMINICK, INCORPORATED. John holds multiple licenses including Series 3, 4, 7, 8, 24, 63, and 65. John specializes in portfolio management for businesses and has a strong track record of success in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
02/10/2016 - Present
Conning Investment Products, Inc. (New York NY)
CT
02/24/2010 - 03/14/2011
MORGAN STANLEY DISTRIBUTION, INC. (GREENWICH CT)
NY
01/02/2009 - 06/10/2009
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
01/13/2001 - 01/22/2007
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/1998 - 01/17/2001
UBS WARBURG LLC (NEW YORK NY)
MD
01/09/2001 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NJ
07/08/1993 - 09/24/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/24/1989 - 06/30/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/16/1987 - 03/07/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
05/02/1983 - 01/23/1987
SHEARSON LEHMAN BROTHERS INC.
NA
05/12/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
11/15/1982 - 05/11/1983
E. F. HUTTON & COMPANY INC
NA
12/11/1981 - 07/13/1982
DOMINICK & DOMINICK, INCORPORATED
BC
Issued 03/14/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1999
Series 4 - Registered Options Principal Examination
BC
Issued 06/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 05/27/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1982
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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