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John Andrew Dubois

THE Leaders Group, Inc.

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About John Andrew Dubois

John Andrew Dubois is a financial professional with over 28 years of experience in the industry. John Andrew Dubois currently works at The Leaders Group, Inc. and is registered in Colorado, Ohio, Pennsylvania and West Virginia. Previously, John Andrew Dubois was associated with Nationwide Securities, LLC, Nationwide Securities, Inc., NML Equity Services, Inc. and Robert W. Baird & Co. Incorporated.

Firm Information

John Dubois is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dubois’s Registration & Firm History

OH

10/01/2019 - Present

THE Leaders Group, Inc. (Steubenville OH)

PA

07/22/2014 - 10/04/2019

NATIONWIDE SECURITIES, LLC (CARMICHAELS PA)

OH

08/20/2008 - 02/12/2014

NATIONWIDE SECURITIES, LLC (COLUMBUS OH)

OH

05/13/1992 - 08/02/2006

NATIONWIDE SECURITIES, INC. (COLUMBUS OH)

WI

10/11/1990 - 04/08/1991

NML EQUITY SERVICES, INC. (MILWAUKEE WI)

WI

10/11/1990 - 04/08/1991

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 10/16/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Andrew Dubois.
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