Unclaimed
John Andrew Dubois is a financial professional with over 28 years of experience in the industry. John Andrew Dubois currently works at The Leaders Group, Inc. and is registered in Colorado, Ohio, Pennsylvania and West Virginia. Previously, John Andrew Dubois was associated with Nationwide Securities, LLC, Nationwide Securities, Inc., NML Equity Services, Inc. and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
10/01/2019 - Present
THE Leaders Group, Inc. (Steubenville OH)
PA
07/22/2014 - 10/04/2019
NATIONWIDE SECURITIES, LLC (CARMICHAELS PA)
OH
08/20/2008 - 02/12/2014
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
OH
05/13/1992 - 08/02/2006
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
WI
10/11/1990 - 04/08/1991
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
WI
10/11/1990 - 04/08/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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