Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Davis is a financial advisor with over 40 years of experience in the industry. John is registered with LPL Financial LLC and provides a variety of financial services including financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services. John is licensed to provide financial services in 33 states and is also registered with the Securities and Exchange Commission as an Investment Advisor Representative. John has held previous positions with Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, MML Investors Services, Inc., and G.R. Phelps & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/15/2013 - Present
LPL Financial LLC (SPRINGFIELD IL)
WI
05/09/1996 - 05/16/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
05/03/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MA
03/01/1996 - 05/08/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
04/21/1982 - 03/01/1996
G. R. PHELPS & CO., INC.
IA
Issued 05/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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