Unclaimed
John Andreas Proxenos is a financial advisor with Raymond James Financial Services Advisors, Inc. John has been in the financial services industry since November 1996. John is registered to provide investment advice in New Jersey and New York. John is also a registered representative with FINRA and has passed several exams including the Series 7, Series 24, Series 31, Series 51, Series 63, and Series 65. John has previously worked with Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
06/14/2021 - Present
Raymond James Financial Services Advisors, Inc. (ROCHELLE PARK NJ)
NY
11/22/1996 - 12/14/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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