Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ramsay Ellis is an advisor with MML Investors Services, LLC, a firm with a focus on providing financial advice to individuals, businesses, and institutions. John is a highly experienced advisor, having been in the industry since 1983. John offers a variety of financial services including financial planning, asset allocation programs, and portfolio management. John has a strong track record of success, having served clients in various states across the country. John is also a registered Investment Advisor Representative (IAR) in Texas.
Houston, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
08/11/2023 - Present
MML Investors Services, LLC (Houston TX)
TX
05/18/2022 - 08/22/2023
LPL FINANCIAL LLC (HOUSTON TX)
TX
01/03/2008 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (HOUSTON TX)
TX
09/20/2006 - 12/03/2007
ZIONS DIRECT, INC. (HOUSTON TX)
FL
03/19/2004 - 11/18/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
07/20/2000 - 04/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
RI
05/09/1986 - 07/28/2000
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
04/02/1986 - 04/24/1986
FIDELITY BROKERAGE SERVICES, INC.
NA
04/23/1985 - 04/10/1986
DOMINICK & DOMINICK, INCORPORATED
NA
01/26/1983 - 02/25/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BOTH
Issued 5/2/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/21/1983
Series 3 - National Commodity Futures Examination
BC
Issued 1/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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