Unclaimed
John Farley is a financial advisor with Arkadios Wealth Advisors. John has been in the financial services industry for over 7 years and has experience working with a wide range of clients. John offers financial planning and investment management services. John also has experience working with insurance companies, corporations, and individuals. John holds the Series 7, Series 66, and SIE licenses. John also is a licensed Financial Advisor in multiple states, including South Carolina, Georgia, Florida, North Carolina, California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
08/19/2022 - Present
Arkadios Wealth Advisors (Columbia SC)
SC
12/14/2016 - 09/30/2022
KALOS CAPITAL, INC. (COLUMBIA SC)
SC
10/06/2015 - 12/20/2016
LPL FINANCIAL LLC (LEXINGTON SC)
BOTH
Issued 03/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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