Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hoffman is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. John has been in the financial services industry since January 20, 1995 and is registered with the state of Wisconsin. John has passed several professional exams, including the Series 6, Series 7 and Series 66 exams. Previously, John worked at ING Financial Partners, Inc., Harbour Investments, Inc., Pruco Securities Corporation, and Lutheran Brotherhood Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
WI
01/13/2005 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (APPLETON WI)
WI
01/23/2001 - 12/31/2004
HARBOUR INVESTMENTS, INC. (MADISON WI)
NJ
04/11/2000 - 06/21/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
05/27/1994 - 03/30/2000
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 04/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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