Unclaimed
John Basile is a financial advisor currently registered with Empower Advisory Group, LLC in Greenwood Village, Colorado. John has been working in the financial services industry since 2022. Prior to joining Empower, John was registered with NYLIFE SECURITIES LLC in San Jose, California. John holds licenses Series 63, 66, and 7. John is also registered with the state of California as an investment advisor representative. John specializes in providing financial planning services, portfolio management for individuals, and educational seminars. John can assist with a wide range of financial planning needs, including retirement planning, college savings, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/24/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CA
07/18/2022 - 12/22/2022
NYLIFE SECURITIES LLC (SAN JOSE CA)
BOTH
Issued 11/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/16/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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