Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Aloysius Montague has over 13 years of experience in the financial services industry. John is currently registered with Wells Fargo Clearing Services, LLC, where he has been employed since 2016. John has held previous roles at WALL STREET FINANCIAL GROUP, INC., PARK AVENUE SECURITIES LLC and MML INVESTORS SERVICES, LLC. John holds a number of licenses including Series 6, 7, 9, 10, 24, 55, 63, 66 and SIE. John is a dedicated financial professional with a commitment to serving the needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/23/2021 - Present
Wells Fargo Clearing Services, LLC (ROCHESTER NY)
NY
02/18/2014 - 04/28/2016
WALL STREET FINANCIAL GROUP, INC. (FAIRPORT NY)
NY
07/16/2012 - 02/20/2014
PARK AVENUE SECURITIES LLC (PITTSFORD NY)
NY
02/16/2010 - 05/30/2012
MML INVESTORS SERVICES, LLC (ROCHESTER NY)
CT
06/13/2008 - 12/15/2008
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
BOTH
Issued 04/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/30/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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