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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Allen Williams is a financial advisor registered with Wells Fargo Clearing Services, LLC. John Allen Williams has been in the industry since July 1996. John Allen Williams is registered in 31 states and has a total of 31 years of experience. John Allen Williams has experience with a wide variety of client types, including individuals, corporations, and institutions. John Allen Williams specializes in providing financial planning, investment management, and retirement planning services. John Allen Williams is also a Certified Financial Planner. John Allen Williams is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
09/05/2018 - Present
Wells Fargo Clearing Services, LLC (PADUCAH KY)
KY
06/05/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PADUCAH KY)
NY
07/02/1996 - 06/17/1998
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 02/11/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2003
Series 3 - National Commodity Futures Examination
BC
Issued 07/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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