Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John allen? Claim Your ProfileJohn Allen Cory has been in the financial services industry since January 1999. John Allen Cory is currently registered with Janus Henderson Distributors US LLC in Denver, Colorado. Previously, John Allen Cory was registered with ALPS Distributors, INC. in Denver, Colorado, OppenheimerFunds Distributor, INC. in New York, New York, Invesco Distributors, INC. in Houston, Texas and Securities America, INC. in LaVista, Nebraska. John Allen Cory holds the following securities licenses: Series 6, Series 7 and Series 63. John Allen Cory also holds the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/17/2020 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
05/09/2005 - 04/03/2019
ALPS DISTRIBUTORS, INC. (DENVER CO)
NY
02/11/2004 - 01/24/2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
TX
12/11/1997 - 12/31/2003
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NE
05/20/1997 - 08/08/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
BC
Issued 05/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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