Unclaimed
John Allen Thurman is a financial advisor based in Thermopolis, Wyoming. John has over 27 years of experience in the financial services industry. John is currently registered with Momentum Independent Network Inc. John is also a registered principal with Momentum Independent Network Inc. John specializes in providing financial planning, portfolio management for individuals, and educational seminars. John is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
WY
01/03/2023 - Present
Momentum Independent Network Inc. (Thermopolis WY)
WY
11/24/2021 - 12/31/2022
NTB FINANCIAL CORPORATION (Thermopolis WY)
NJ
07/11/2011 - 02/28/2022
CIM SECURITIES, LLC (WALL TOWNSHIP NJ)
SC
05/26/2011 - 06/08/2011
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
CO
01/03/2011 - 05/17/2011
HARRISON DOUGLAS, INC. (AURORA CO)
WY
01/20/2010 - 12/31/2010
CAMBRIDGE INVESTMENT RESEARCH, INC. (WORLAND WY)
WY
07/08/1997 - 12/23/2009
COMMUNITY BANKERS SECURITIES, LLC (WORLAND WY)
CO
02/14/1995 - 06/10/1997
GILBERT MARSHALL & COMPANY (GREELEY CO)
IA
Issued 12/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/24/1996
Series 4 - Registered Options Principal Examination
BC
Issued 11/07/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/13/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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