Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Allen Rumsey is an investment advisor representative currently registered with Sanctuary Advisors, LLC. John has been in the industry since July 2010. John has a Series 66, Series 3, Series 7, Series 9, and Series 10 license. John is registered with the state of North Carolina. John is also a member of the Advisory Board for the North Carolina Museum of Natural Sciences.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
03/26/2021 - Present
Sanctuary Advisors, LLC (INDIANAPOLIS IN)
NC
07/27/2010 - 03/31/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
BOTH
Issued 07/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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