Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Allen Clausen is a financial advisor currently registered with Raymond James & Associates, Inc. John has been in the financial industry since 1991 and has extensive experience in both investment banking and financial advisory services. John is licensed in several states across the United States and is currently based in Monroe, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
02/13/2013 - Present
Raymond James & Associates, Inc. (MONROE LA)
LA
07/19/2001 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MONROE LA)
AL
02/14/2000 - 07/24/2001
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
07/02/1998 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
07/14/1997 - 07/08/1998
DEPOSIT GUARANTY INVESTMENTS, INC.
NA
04/25/1995 - 07/14/1997
CNB INVESTMENTS, INC.
LA
07/30/1994 - 04/03/1995
HIBERNIA INVESTMENT SECURITIES INC. (NEW ORLEANS LA)
NY
07/31/1993 - 08/01/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
09/24/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 05/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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