Unclaimed
John Allen Carruthers is an investment advisor representative for Gradient Advisors, LLC. John has been in the financial services industry for over 13 years. John is registered with the state of Washington and holds several industry licenses, including Series 6, Series 7, Series 63, and Series 66. John specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. John has experience working with individuals, high-net-worth individuals, businesses, corporations, and pension and profit-sharing plans. John's previous experience includes Fidelity Brokerage Services LLC, KEY INVESTMENT SERVICES LLC, UNIONBANC INVESTMENT SERVICES, LLC, and WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
MN
04/25/2024 - Present
Gradient Advisors, LLC (ARDEN HILLS MN)
WA
12/05/2022 - 04/03/2024
FIDELITY BROKERAGE SERVICES LLC (BELLEVUE WA)
WA
04/06/2021 - 11/02/2021
KEY INVESTMENT SERVICES LLC (Seattle WA)
WA
08/29/2019 - 12/02/2020
UNIONBANC INVESTMENT SERVICES, LLC (KIRKLAND WA)
GA
03/14/2011 - 10/23/2018
WELLS FARGO CLEARING SERVICES, LLC (MARIETTA GA)
BOTH
Issued 11/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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