Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Allein Summers is a financial advisor at LPL Financial LLC in Victor, NY. John has over 35 years of experience in the financial services industry. John has been registered with the Securities and Exchange Commission (SEC) since 1987. John also holds a Series 6 and Series 63 license and a SIE exam. In addition to his current position at LPL Financial LLC, John has previously worked at CETERA ADVISORS LLC, INVESTORS CAPITAL CORP., LEIGH BALDWIN & CO., LLC, WALL STREET FINANCIAL GROUP, INC., MML INVESTORS SERVICES, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, MONY SECURITIES CORPORATION, G. R. PHELPS & CO., INC., and PRUCO SECURITIES CORPORATION. John offers financial planning, investment management, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (VICTOR NY)
NY
10/03/2016 - 10/05/2018
CETERA ADVISORS LLC (VICTOR NY)
NY
12/26/2014 - 10/03/2016
INVESTORS CAPITAL CORP. (VICTOR NY)
NY
09/29/2008 - 12/26/2014
LEIGH BALDWIN & CO., LLC (VICTOR NY)
NY
11/17/2004 - 09/30/2008
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
MA
04/09/2003 - 11/22/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
08/13/2001 - 04/10/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/13/2001 - 04/10/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
12/08/1998 - 08/15/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
03/01/1996 - 10/23/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
07/07/1994 - 03/01/1996
G. R. PHELPS & CO., INC.
NJ
08/10/1987 - 08/05/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 09/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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