Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Alfred Murphy is a financial advisor with over 30 years of experience in the industry. He is currently registered with SPC as a Registered Representative and Investment Advisor Representative. John has a diverse background, having previously worked with firms such as The Leaders Group, Inc., WS Griffith Securities, Inc., ONB Investment Services, Inc., Hartford Equity Sales Company Inc., AEGON USA Securities Inc., Intersecurities, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. John holds several professional licenses and designations, including Series 63, Series 65, Series 7, Series 24 and SIE. John specializes in providing financial planning and investment advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
08/09/2022 - Present
SPC (ANN ARBOR MI)
CO
03/14/2003 - 01/03/2005
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
01/24/2002 - 02/13/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IN
11/12/2001 - 01/07/2002
ONB INVESTMENT SERVICES, INC. (EVANSVILLE IN)
CT
12/20/1996 - 11/29/2001
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
06/27/1994 - 12/24/1996
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
FL
08/27/1991 - 06/09/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MN
09/20/1988 - 12/12/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/20/1988 - 12/12/1989
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/10/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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