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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Alexander Warren is an investment advisor representative with Robert W. Baird & Co. Inc. with over 12 years of experience in the financial services industry. John Alexander Warren is licensed to offer investment advice in 27 states. John Alexander Warren's past experience includes working at MORGAN STANLEY SMITH BARNEY. John Alexander Warren is registered with FINRA under the Series 7 and Series 66 licenses. John Alexander Warren has passed the Securities Industry Essentials Examination. John Alexander Warren's current employer, Robert W. Baird & Co. Inc., manages over $287 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
SC
02/10/2011 - Present
Robert W. Baird & Co. Inc. (Charleston SC)
SC
10/23/2009 - 02/10/2011
MORGAN STANLEY SMITH BARNEY (CHARLESTON SC)
BOTH
Issued 09/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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