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John Alexander Scott,iii

SRS Capital Advisors, LLC

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About John Alexander Scott,iii

John Alexander Scott, iii is an investment advisor representative currently registered with SRS Capital Advisors, LLC and Cedrus LLC. John has been in the industry since 1989. John's previous experience includes working for Equitable Advisors, LLC, Next Financial Group, Inc., J. Scott Securities Corp., Kirkpatrick, Pettis, Smith, Polian Inc., Paine Webber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John holds the Series 7, 7TO, 24, 63 and 65 licenses.

Firm Information

John Scott,iii is currently registered with SRS Capital Advisors, LLC. SRS Capital Advisors, LLC is an investment advisor with a main office in Denver, CO. The firm has 25 licensed agents and 38 investment adviser representatives. SRS Capital Advisors, LLC manages approximately $2.81 billion in assets and provides advisory services to a variety of clients including high-net-worth individuals, corporations, charitable organizations, and pension plans. They offer financial planning, portfolio management for individuals, and publication of periodicals, among other services.
SRS Capital Advisors, LLC

730 17TH STREET

DENVER, CO 80202

$2.81B

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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seminars

Seminars

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Scott,iii’s Registration & Firm History

CO

01/01/2025 - Present

SRS Capital Advisors, LLC (DENVER CO)

CO

03/16/2020 - 01/29/2021

EQUITABLE ADVISORS, LLC (LAKEWOOD CO)

CO

07/29/2005 - 04/21/2006

NEXT FINANCIAL GROUP, INC. (GOLDEN CO)

CO

08/30/1999 - 08/01/2005

J. SCOTT SECURITIES CORP. (GOLDEN CO)

NE

06/02/1995 - 05/06/1999

KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)

NJ

10/07/1989 - 06/16/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

05/21/1986 - 10/11/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/02/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/10/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/1999

Series 24 - General Securities Principal Examination

BC

Issued 03/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 03/09/2020

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for John Alexander Scott,iii. Review regulatory record here.
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