Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Alexander Rice is a financial advisor with over 30 years of experience in the financial services industry. John is currently registered with Steward Partners Investment Advisory, LLC, a firm with over 21,000 clients and over $20 billion in assets under management. John has a broad range of experience in financial planning, portfolio management, and retirement planning. John is also a Certified Financial Planner. John provides financial services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/21/2022 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NH
06/10/2016 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (MANCHESTER NH)
NH
06/01/2009 - 07/08/2016
MORGAN STANLEY (MANCHESTER NH)
NH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MANCHESTER NH)
NH
02/03/2006 - 04/02/2007
MORGAN STANLEY DW INC. (MANCHESTER NH)
MA
10/20/2004 - 02/06/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/07/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
01/22/1997 - 09/06/2000
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
NY
07/31/1993 - 01/28/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
09/10/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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