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John Alexander Moore

Brean Capital, LLC

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About John Alexander Moore

John Alexander Moore is a financial professional with over 27 years of experience in the securities industry. John is currently a registered representative at Brean Capital, LLC, where he provides financial advice to clients. John has held previous positions with FIXED INCOME CAPITAL PARTNERS, LLC and BETZOLD RESEARCH AND TRADING, INC. John has a wide range of experience and expertise in various financial products, including securities, investment banking, and municipal securities. John is licensed and registered to conduct business in all 50 states and the District of Columbia.

Firm Information

John Moore is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Moore’s Registration & Firm History

TX

03/01/2016 - Present

Brean Capital, LLC (Dallas TX)

IL

02/19/2003 - 12/18/2015

FIXED INCOME CAPITAL PARTNERS, LLC (WHEATON IL)

IL

07/09/1995 - 06/24/2002

BETZOLD RESEARCH AND TRADING, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/09/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Alexander Moore.
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