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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Alexander Dunn is a financial advisor with RBC Capital Markets, LLC. John has been in the financial industry since December 16, 1985, and has experience working with clients including insurance companies, charitable organizations, high-net-worth individuals, pension and profit sharing plans, corporations or other businesses, and individuals other than high-net-worth. John has held previous roles with Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Morgan Keegan & Company, Inc. John Alexander Dunn is registered in 52 states and has a Series 7, Series 10, Series 9, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/31/2017 - Present
RBC Capital Markets, LLC (FORT LAUDERDALE FL)
FL
06/01/2009 - 11/01/2017
MORGAN STANLEY (FT. LAUDERDALE FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FT. LAUDERDALE FL)
FL
02/09/2007 - 04/02/2007
MORGAN STANLEY DW INC. (FT. LAUDERDALE FL)
FL
12/17/1985 - 02/13/2007
MORGAN KEEGAN & COMPANY, INC. (FT. LAUDERDALE FL)
IA
Issued 06/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/30/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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