Unclaimed
John Alexander Clement is a financial advisor with over 20 years of experience in the industry. John is currently registered with TIAA-CREF Individual & Institutional Services, LLC in Charlotte, NC and has been with the firm since August 2006. Prior to joining TIAA-CREF, John worked with Vanguard Marketing Corporation and Northwestern Mutual Investment Services, LLC. John is a Series 7, 6, 63, and 65 licensed professional. John is currently registered to provide investment advice in 51 states and the District of Columbia. John specializes in financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
12/12/2006 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
01/21/2000 - 08/29/2006
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
WI
06/29/1999 - 02/02/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
06/29/1999 - 02/02/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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