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John Alexander Buchanan

Lazard Freres & Co. LLC

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About John Alexander Buchanan

John Alexander Buchanan is a financial professional with over 13 years of experience in the industry. John currently holds a Series 7, Series 24, Series 63, and Series 79TO. John is registered with Lazard Freres & Co. LLC and has been with the firm since April 2013. Previously, John was with Credit Suisse Securities (USA) LLC and Citigroup Global Markets Inc.

Firm Information

John Buchanan is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Buchanan’s Registration & Firm History

NY

04/30/2013 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

08/09/2010 - 05/02/2013

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

10/15/2009 - 08/12/2010

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/16/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Alexander Buchanan.
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