Unclaimed
John Alexander Buchanan is a financial professional with over 13 years of experience in the industry. John currently holds a Series 7, Series 24, Series 63, and Series 79TO. John is registered with Lazard Freres & Co. LLC and has been with the firm since April 2013. Previously, John was with Credit Suisse Securities (USA) LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/30/2013 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
08/09/2010 - 05/02/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/15/2009 - 08/12/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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