Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Alexander Baker is a registered representative with Charles Schwab & Co., Inc. based in Lone Tree, CO. John has been in the securities industry since May 2013. John has passed the Series 7, Series 9, Series 10, Series 63 and SIE exams. John is registered in Colorado and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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CO
05/14/2013 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
BC
Issued 05/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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