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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Derosa is a financial advisor with Raymond James & Associates, Inc., in Newport Beach, CA. John Derosa has been in the financial services industry since 1970 and is licensed to provide financial advice and services in 27 states. John Derosa specializes in providing financial planning, investment management, and pension consulting services for individuals and businesses. John Derosa is also registered as an investment advisor in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/04/2023 - Present
Raymond James & Associates, Inc. (NEWPORT BEACH CA)
CA
06/01/2009 - 10/24/2017
MORGAN STANLEY (NEWPORT BEACH CA)
CA
02/26/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORONA DEL MAR CA)
NJ
01/28/1995 - 03/16/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/02/1981 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
01/31/1980 - 03/02/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
11/14/1972 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
07/28/1970 - 11/14/1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
IA
Issued 02/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1977
PC - AMEX Put and Call Exam
BC
Issued 07/24/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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