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John Albert Taylor

Cetera Financial Specialists LLC

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About John Albert Taylor

John Albert Taylor is a financial advisor based in Caldwell, NJ. John has been in the financial services industry since 1999 and is currently registered with Cetera Financial Specialists LLC. John has previously worked with several firms including SagePoint Financial, Inc., TFS Securities, Inc., Summit Equities, Inc. and H. Beck, Inc. John holds a Series 6 and Series 63 license, as well as the SIE exam. John is registered in New Jersey and New York.

Firm Information

John Taylor is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Taylor’s Registration & Firm History

NJ

12/23/2021 - Present

Cetera Financial Specialists LLC (CALDWELL NJ)

NJ

01/24/2020 - 12/23/2021

SAGEPOINT FINANCIAL, INC. (CALDWELL NJ)

NJ

09/27/2016 - 01/02/2020

TFS SECURITIES, INC. (CALDWELL NJ)

NJ

01/09/2014 - 01/02/2015

TFS SECURITIES, INC. (CALDWELL NJ)

NJ

08/10/2011 - 11/18/2013

SUMMIT EQUITIES, INC. (CALDWELL NJ)

NJ

11/07/2005 - 08/25/2011

H. BECK, INC. (CALDWELL NJ)

IL

10/24/2005 - 12/05/2005

GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)

NJ

12/20/2000 - 10/24/2005

C. J. M. PLANNING CORP. (POMPTON LAKES NJ)

TX

01/16/1998 - 12/15/2000

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 02/17/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Albert Taylor.
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