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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Albert Mannix is a financial advisor with over 25 years of experience in the industry. John is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Connecticut, New York, and Texas. John has been a registered representative with Merrill Lynch since 2015. Prior to joining Merrill Lynch, John was employed at Barclays Capital Inc. and Lehman Brothers Inc. John holds the Series 7, Series 63, and Series 66 securities licenses. John specializes in providing investment advice to high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/13/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
09/22/2008 - 07/31/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/16/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
01/01/1997 - 02/12/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
MO
01/01/1996 - 03/07/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
08/10/1994 - 05/02/1995
ALEX. BROWN & SONS INCORPORATED
NA
07/14/1994 - 08/03/1994
SOUTH RICHMOND SECURITIES, INC.
BOTH
Issued 05/12/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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