Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Register is a financial professional with over 30 years of experience in the industry. John is a Certified Financial Planner® professional and holds Series 6, 7, 24, 63 and 65 securities licenses. He is currently registered with LPL Financial LLC and has been with the firm since June 2018. Previously John was registered with Ameriprise Financial Services, Inc. from June 2014 to June 2018. John is also a registered investment advisor in Virginia and Texas. John specializes in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
06/26/2018 - Present
LPL Financial LLC (ROANOKE VA)
VA
06/23/2014 - 06/22/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Roanoke VA)
VA
01/26/2011 - 06/13/2014
INVESTMENT CENTERS OF AMERICA, INC. (ROANOKE VA)
VA
06/01/2008 - 01/14/2011
INFINEX INVESTMENTS, INC. (ROANOKE VA)
VA
04/18/2005 - 06/01/2008
BI INVESTMENTS, LLC (ROANOKE VA)
GA
01/03/2005 - 05/10/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
09/30/2002 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
WI
02/05/2002 - 09/30/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
PA
12/31/2000 - 01/25/2002
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
04/27/2000 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
MA
03/22/1999 - 11/29/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
02/26/1996 - 03/04/1999
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
MA
05/10/1993 - 02/03/1995
JMC FINANCIAL CORPORATION (BOSTON MA)
MA
08/24/1992 - 05/11/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/24/1992 - 05/11/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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