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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Alan Mulstay is a financial advisor at Morgan Stanley. John has been in the financial services industry since September 12, 1995. John has a Series 7, Series 31, Series 63, and Series 65 license. John has a bachelor's degree in economics from the University of Colorado at Boulder. John is a member of the National Association of Personal Financial Advisors (NAPFA) and the Financial Planning Association (FPA). John is also a certified financial planner (CFP). John specializes in providing financial planning, investment management, and retirement planning services to individuals and families. John is committed to providing his clients with personalized financial advice and guidance. John is registered to offer advisory services in multiple states. John is also a registered representative of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CO
06/01/2009 - Present
Morgan Stanley (Denver CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DENVER CO)
CO
09/13/1995 - 04/02/2007
MORGAN STANLEY DW INC. (DENVER CO)
IA
Issued 10/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 09/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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