Unclaimed
John Emery is a registered representative with Ernst & Young Capital Advisors, LLC. John has been in the securities industry since February 14, 2002. John has held previous roles with ALANTRA, LLC, BOWEN ADVISORS, INC. and PAINEWEBBER INCORPORATED. John is registered with FINRA and holds Series 7, Series 24 and Series 63 licenses. John is currently registered in California, Massachusetts, New Jersey, New York, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/22/2024 - Present
Ernst & Young Capital Advisors, LLC (Boston MA)
MA
02/10/2017 - 02/27/2024
ALANTRA, LLC (Boston MA)
MA
10/22/2007 - 01/17/2017
BOWEN ADVISORS, INC. (PLYMOUTH MA)
NJ
09/19/1989 - 08/10/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 11/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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