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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Bullock has over 20 years of experience in the financial services industry and is a CERTIFIED FINANCIAL PLANNER™. John is currently registered as a Registered Representative with Wells Fargo Clearing Services, LLC, and is also registered with the state of Texas as an Investment Advisor Representative. John is a Series 7, 6, 63, and 65 licensed professional and holds the Series 24 Principal license. Prior to joining Wells Fargo, John worked with Raymond James Financial Services, Inc., ScotTrade, Inc., Nationwide Investment Services Corporation, ICMA-RC Services, LLC, USAA Financial Advisors, Inc., Ameritrade, Inc., E*TRADE Securities LLC, and Charles Schwab & Co., Inc. John's specializations include retirement planning, college savings, estate planning, insurance, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/02/2019 - Present
Wells Fargo Clearing Services, LLC (DENVER CITY TX)
TX
05/15/2017 - 04/03/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (LUBBOCK TX)
TX
08/16/2016 - 12/23/2016
SCOTTRADE, INC. (LUBBOCK TX)
OH
08/21/2012 - 08/15/2016
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
TX
02/23/2007 - 08/23/2012
ICMA-RC SERVICES, LLC (DALLAS TX)
TX
10/10/2005 - 01/26/2007
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
NE
10/13/2004 - 01/26/2005
AMERITRADE, INC. (OMAHA NE)
NJ
10/02/2001 - 03/11/2003
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
TX
09/13/2000 - 09/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
02/08/2000 - 07/05/2000
JANUS DISTRIBUTORS, INC. (DENVER CO)
IA
Issued 11/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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