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John Al Granite

Maxim Group LLC

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About John Al Granite

John Granite has been in the financial services industry since March 14, 2000. John Granite is currently registered with Maxim Group LLC as a General Securities Representative. John Granite is also a Series 14 and Series 24 Principal. Prior to joining Maxim Group LLC, John Granite was employed by STIFEL, NICOLAUS & COMPANY, INCORPORATED, KEEFE, BRUYETTE & WOODS, INC., BEAR, STEARNS & CO. INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, HERZOG, HEINE, GEDULD, LLC and FLEET SECURITIES, INC.. John Granite is licensed in New York and New Jersey.

Firm Information

John Granite is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Granite’s Registration & Firm History

NJ

08/31/2020 - Present

Maxim Group LLC (RED BANK NJ)

NY

10/02/2014 - 09/04/2020

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

12/18/2006 - 09/04/2020

KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)

NY

10/02/2003 - 12/20/2006

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

10/25/2002 - 09/24/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/09/2001 - 10/24/2002

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

TX

03/08/2000 - 04/10/2001

FLEET SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 07/22/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/22/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/07/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Al Granite.
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