Unclaimed
John Agostino Bottiglia is a financial advisor with Raymond James & Associates, Inc. with over 30 years of experience in the financial services industry. John has experience serving a variety of clients, including individuals, corporations, and retirement plans. John offers a range of services, including financial planning, portfolio management, and investment advice. John is registered to offer securities in 28 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/05/2007 - Present
Raymond James & Associates, Inc. (FT. WAYNE IN)
IN
07/31/1993 - 02/12/2007
CITIGROUP GLOBAL MARKETS INC. (FORT WAYNE IN)
NY
07/20/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/12/1990 - 07/28/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/23/1986 - 11/15/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/19/1986 - 10/24/1986
SANDHURST SECURITIES LTD.
BC
Issued 04/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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