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John Adrian Black

Northwestern Mutual Investment Services, LLC

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About John Adrian Black

John Adrian Black is a financial professional with over 30 years of experience in the industry. John is currently registered with Northwestern Mutual Investment Services, LLC, and has been with the firm since August 1994. John has previously been registered with Robert W. Baird & Co. Incorporated, PRUCO Securities Corporation, and The Prudential Insurance Company of America. John holds Series 6, 7, 63, and 65 licenses and the SIE exam. John has extensive experience working with individuals and insurance companies. John is a board member of Black Farms, Inc. and is the owner of John S. Black Family Farms, LP, Montrooch Enterprises LLC, and Neelosh Enterprises LLC. John is also the President of Susan R Black Cancer Foundation.

Firm Information

John Black is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Black’s Registration & Firm History

KS

01/24/2008 - Present

Northwestern Mutual Investment Services, LLC (LEAWOOD KS)

WI

03/22/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NJ

12/02/1991 - 06/22/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

12/02/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 09/01/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/06/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2003

Series 7 - General Securities Representative Examination

BC

Issued 11/29/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Adrian Black. Review regulatory record here.
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