Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Sobotowski is a registered representative with Capital Client Group, Inc. John has been in the financial services industry since August 16, 2004. John is licensed in eight states: Illinois, Indiana, Massachusetts, New Jersey, New York, Pennsylvania, Tennessee and Texas. John holds the Series 7, Series 24, Series 26 and Series 63 licenses. John also holds the SIE designation. John is located in Carmel, Indiana and has been with Capital Client Group, Inc. since June 7, 2005. John was previously with Vanguard Marketing Corporation in Malvern, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
06/07/2005 - Present
Capital Client Group, Inc. (CARMEL IN)
PA
05/26/2004 - 03/15/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 06/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Sobotowski is the right advisor for you? Invested Better is here to help.
