Unclaimed
John Adam Rakowski is a financial advisor with Regions Securities LLC. John has over 18 years of experience in the financial services industry. John's previous experience includes positions with ClearSight Capital Advisors, Inc., Carl Marks Securities, LLC, Houlihan Lokey Howard & Zukin Capital, Inc., and Deutsche Bank Securities Inc. John has a Series 7, Series 63, Series 99TO, Series 79TO, and SIE. John is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
01/07/2022 - Present
Regions Securities LLC (McLean VA)
VA
07/09/2012 - 12/31/2021
CLEARSIGHT CAPITAL ADVISORS, INC (MCLEAN VA)
VA
07/31/2009 - 01/27/2012
CARL MARKS SECURITIES, LLC (VIENNA VA)
VA
06/15/2005 - 07/07/2009
HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC. (MCLEAN VA)
NY
06/01/2001 - 07/15/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 06/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Rakowski is the right advisor for you? Invested Better is here to help.