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John Abraham Artmann

Wells Fargo Clearing Services, LLC

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About John Abraham Artmann

John Abraham Artmann is a financial professional with over 30 years of experience in the industry. Currently registered with Wells Fargo Clearing Services, LLC, John has worked with a number of firms throughout his career, including Ameriprise Financial Services, Inc., State Farm VP Management Corp., and New England Securities. John is a Series 7, 24, 4, 51, and 63 licensed professional and is dedicated to providing his clients with personalized financial advice and investment management services.

Firm Information

John Artmann is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Artmann’s Registration & Firm History

CA

03/23/2022 - Present

Wells Fargo Clearing Services, LLC (SAN CARLOS CA)

CA

11/23/2017 - 04/23/2021

WELLS FARGO CLEARING SERVICES, LLC (REDWOOD CITY CA)

CA

05/14/2015 - 12/09/2015

AMERIPRISE FINANCIAL SERVICES, INC. (BURLINGAME CA)

IL

02/11/2015 - 04/23/2015

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

CA

11/28/2012 - 04/15/2013

NEW ENGLAND SECURITIES (FOSTER CITY CA)

CA

12/16/2010 - 08/08/2011

METLIFE SECURITIES INC. (WALNUT CREEK CA)

NV

07/02/2008 - 05/01/2009

AMERIPRISE FINANCIAL SERVICES, INC. (HENDERSON NV)

CA

06/29/2007 - 09/13/2007

FINANCIAL NETWORK INVESTMENT CORPORATION (PLEASANT HILL CA)

MO

03/17/2005 - 04/05/2006

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MA

01/05/2005 - 01/21/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NE

08/02/2001 - 02/10/2004

BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)

NY

11/01/2000 - 05/10/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

CA

04/10/2000 - 11/01/2000

MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)

CA

04/13/1999 - 03/13/2000

MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)

NY

10/21/1998 - 01/14/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

CA

05/24/1996 - 10/07/1998

DISCOVER BROKERAGE DIRECT, INC. (SAN FRANCISCO CA)

CA

09/01/1995 - 06/17/1996

THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)

PA

01/31/1995 - 07/24/1995

BHC SECURITIES, INC. (PHILADELPHIA PA)

NY

01/14/1993 - 08/02/1993

QUICK & REILLY, INC. (NEW YORK NY)

NA

04/21/1987 - 06/23/1992

CHARLES SCHWAB & CO., INC.

TX

08/21/1984 - 06/23/1992

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NA

11/07/1985 - 11/19/1985

THOMAS JAMES ASSOCIATES, INC.

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Licenses & Designations

BC

Issued 06/05/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2008

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 08/21/2008

Series 4 - Registered Options Principal Examination

BC

Issued 07/30/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Abraham Artmann.
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