Unclaimed
John Abraham Artmann is a financial professional with over 30 years of experience in the industry. Currently registered with Wells Fargo Clearing Services, LLC, John has worked with a number of firms throughout his career, including Ameriprise Financial Services, Inc., State Farm VP Management Corp., and New England Securities. John is a Series 7, 24, 4, 51, and 63 licensed professional and is dedicated to providing his clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/23/2022 - Present
Wells Fargo Clearing Services, LLC (SAN CARLOS CA)
CA
11/23/2017 - 04/23/2021
WELLS FARGO CLEARING SERVICES, LLC (REDWOOD CITY CA)
CA
05/14/2015 - 12/09/2015
AMERIPRISE FINANCIAL SERVICES, INC. (BURLINGAME CA)
IL
02/11/2015 - 04/23/2015
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
CA
11/28/2012 - 04/15/2013
NEW ENGLAND SECURITIES (FOSTER CITY CA)
CA
12/16/2010 - 08/08/2011
METLIFE SECURITIES INC. (WALNUT CREEK CA)
NV
07/02/2008 - 05/01/2009
AMERIPRISE FINANCIAL SERVICES, INC. (HENDERSON NV)
CA
06/29/2007 - 09/13/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (PLEASANT HILL CA)
MO
03/17/2005 - 04/05/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MA
01/05/2005 - 01/21/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NE
08/02/2001 - 02/10/2004
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NY
11/01/2000 - 05/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
04/10/2000 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
CA
04/13/1999 - 03/13/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
NY
10/21/1998 - 01/14/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CA
05/24/1996 - 10/07/1998
DISCOVER BROKERAGE DIRECT, INC. (SAN FRANCISCO CA)
CA
09/01/1995 - 06/17/1996
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
PA
01/31/1995 - 07/24/1995
BHC SECURITIES, INC. (PHILADELPHIA PA)
NY
01/14/1993 - 08/02/1993
QUICK & REILLY, INC. (NEW YORK NY)
NA
04/21/1987 - 06/23/1992
CHARLES SCHWAB & CO., INC.
TX
08/21/1984 - 06/23/1992
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
11/07/1985 - 11/19/1985
THOMAS JAMES ASSOCIATES, INC.
BC
Issued 06/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/21/2008
Series 4 - Registered Options Principal Examination
BC
Issued 07/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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