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John Aaron Vanderwilt

Bofa Securities, Inc.

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About John Aaron Vanderwilt

John Vanderwilt is a financial advisor who has been in the industry since 2005. Currently, John is registered with Bofa Securities, Inc. and has been with the firm since May 2019. Before joining Bofa Securities, John worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, WELLS FARGO INSTITUTIONAL SECURITIES, LLC, WELLS FARGO BROKERAGE SERVICES, L.L.C. and RUSSELL FUND DISTRIBUTORS, INC. John holds both Series 7 and Series 66 licenses.

Firm Information

John Vanderwilt is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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John Vanderwilt’s Registration & Firm History

CA

05/10/2019 - Present

Bofa Securities, Inc. (SAN FRANCISCO CA)

CA

11/01/2010 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

CA

04/16/2007 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

CA

07/28/2005 - 04/02/2007

WELLS FARGO INSTITUTIONAL SECURITIES, LLC (SAN FRANCISCO CA)

CA

07/28/2005 - 03/16/2006

WELLS FARGO BROKERAGE SERVICES, L.L.C. (SAN FRANCISCO CA)

WA

07/27/2004 - 02/22/2005

RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)

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Licenses & Designations

BOTH

Issued 10/27/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Aaron Vanderwilt.
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