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John A Wells

PNC Capital Markets LLC

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About John A Wells

John A. Wells is a financial professional with experience in the securities industry. John holds the Series 7 and SIE licenses and is currently registered with PNC Capital Markets LLC. Previously, John was registered with BBVA Securities INC. and John’s career in the industry began on June 22, 2018.

Firm Information

John Wells is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Wells’s Registration & Firm History

TX

12/10/2021 - Present

PNC Capital Markets LLC (Houston TX)

TX

12/15/2017 - 06/02/2021

BBVA SECURITIES INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John A Wells.
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