Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A. Straus is a financial advisor with Newedge Securities, Inc. John has been in the securities industry since November 5, 1987. John holds Series 3, 4, 7, 8, 24, 52, 53, and 63 licenses. John has been registered with the state of Connecticut since December 14, 2020. John has previously worked at PWP Securities LLC, Carolina Financial Securities, LLC, UBS Financial Services Inc., J.P. Morgan Securities Inc., Morgan Stanley & Co., Incorporated, and Salomon Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/11/2020 - Present
Newedge Securities, Inc. (STAMFORD CT)
CT
07/20/2015 - 11/22/2019
PWP SECURITIES LLC (Darien CT)
CT
12/21/2012 - 12/19/2014
CAROLINA FINANCIAL SECURITIES, LLC (DARIEN CT)
NJ
10/26/2006 - 09/01/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/28/2000 - 03/18/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/17/1987 - 02/10/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/03/1982 - 11/09/1987
SALOMON BROTHERS INC. (NEW YORK NY)
NA
05/19/1981 - 03/22/1982
MATTHEWS & WRIGHT, INC.
BC
Issued 12/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2015
Series 4 - Registered Options Principal Examination
BC
Issued 06/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/04/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/17/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1984
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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