Unclaimed
John A. Simak is a financial professional with over 24 years of experience in the industry. John is currently a registered representative with J.P. Morgan Securities LLC, where John has been employed since August 2014. John has a proven track record in providing financial advice and services to a wide range of clients, including individuals, corporations, and institutions. John specializes in financial planning, portfolio management, and pension consulting. John holds Series 7, 10, 24, 63, and SIE licenses and is also a registered representative of J.P. Morgan Clearing Corp. John's extensive experience and expertise make him a valuable resource for clients seeking financial guidance and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/26/2014 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
04/24/2014 - 10/01/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
03/09/2010 - 05/28/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/03/2008 - 03/16/2009
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
10/19/1999 - 03/16/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/10/1997 - 09/01/1999
CITICORP SECURITIES SERVICES, INC. (NEW YORK NY)
BC
Issued 02/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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