Unclaimed
John A Scarrone is a registered representative of Nomura Securities International, Inc. with over 18 years of experience in the securities industry. John began his career in 2004 at BANC OF AMERICA SECURITIES LLC and joined Nomura Securities International, Inc. in 2009. John is licensed in all 50 states and holds the Series 7, Series 24 and Series 63 licenses. John provides research-related services and publishes periodicals for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
08/10/2009 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
09/08/2004 - 08/11/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 09/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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