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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A Pettica is a registered representative with Morgan Stanley and has been in the financial services industry since 1972. John Pettica has also been a registered Investment Advisor since 1992. John Pettica holds the Series 7, Series 63, Series 65 and SIE licenses. John Pettica has worked for several prominent financial institutions, including Citigroup Global Markets Inc., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Travelers Equities Sales, Inc., Aetna Life Insurance and Annuity Company, Berkshire Equity Sales, Inc., and Morgan Stanley Smith Barney LLC. John Pettica provides advisory services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/24/2022 - Present
Morgan Stanley (SARATOGA SPRINGS NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SARATOGA SPRINGS NY)
NY
10/22/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/08/1981 - 11/03/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/10/1974 - 09/19/1985
TRAVELERS EQUITIES SALES, INC.
NA
06/19/1983 - 07/30/1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
NA
12/18/1972 - 05/01/1981
BERKSHIRE EQUITY SALES, INC.
IA
Issued 06/18/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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