Unclaimed
John Mayfield is a financial advisor at Cetera Investment Advisers LLC, based in LOUISVILLE, KY. John has been in the financial services industry since 2001. John has passed the Series 7, Series 63, and SIE exams. John is a Certified Financial Planner™. In addition to working with Cetera Investment Advisers LLC, John is also a volunteer with the Kentucky Collaborative Family Network, is the executor of James A Mayfield Estate, and is a financial advisor with Davis, Mayfield and Associates. John has worked with First Allied Securities, Inc., NEXT FINANCIAL GROUP, INC., and RAYMOND JAMES FINANCIAL SERVICES, INC. John is registered in Kentucky, Texas, Florida, Illinois, Indiana, Ohio and Texas. John is a licensed investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
11/12/2020 - Present
Cetera Investment Advisers LLC (LOUISVILLE KY)
KY
11/25/2013 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (LOUSIVILLE KY)
KY
11/02/2006 - 11/26/2013
NEXT FINANCIAL GROUP, INC. (LOUISVILLE KY)
KY
05/08/2003 - 11/01/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (LOUISVILLE KY)
MO
01/30/2001 - 05/06/2003
EDWARD JONES (ST. LOUIS MO)
BC
Issued 02/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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