Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn A. Marshall is a financial advisor with Wealth Enhancement Advisory Services, LLC. John has been working in the financial services industry since 1995. John is registered with the states of Louisiana, New York, and Texas. John holds the Series 6, 7, 9, 10, 63, and 66 securities licenses. John is also a Certified Financial Planner and a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
NY
06/02/2022 - Present
Wealth Enhancement Advisory Services, LLC (GREAT NECK NY)
NY
07/10/1995 - 09/10/2010
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
BOTH
Issued 02/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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